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EMNLP Findings2023

Thorny Roses: Investigating the Dual Use Dilemma in Natural Language Processing

Lucie-Aimée Kaffee, Arnav Arora, Zeerak Talat, Isabelle Augenstein

Abstract

Dual use, the intentional, harmful reuse of technology and scientific artefacts, is an ill-defined problem within the context of Natural Language Processing (NLP). As large language models (LLMs) have advanced in their capabilities and become more accessible, the risk of their intentional misuse becomes more prevalent. To prevent such intentional malicious use, it is necessary for NLP researchers and practitioners to understand and mitigate the risks of their research. Hence, we present an NLPspecific definition of dual use informed by researchers and practitioners in the field. Further, we propose a checklist focusing on dual-use in NLP, that can be integrated into existing conference ethics-frameworks. The definition and checklist are created based on a survey of NLP researchers and practitioners. 1

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Cited by top-tier papers2

  1. Mirror to Companion: Exploring Roles, Values, and Risks of AI Self-Clones through Story CompletionJessica Huang, Ig-Jae Kim, Dongwook YoonCHI 2025 · 21 citations
  2. Unreal-MAP: Unreal-Engine-Based General Platform for Multi-agent Reinforcement LearningTianyi Hu, Qingxu Fu, Zhiqiang Pu, Yuan Wang et al.AAAI 2026 · 1 citation

Builds on4

  1. Co-Designing Checklists to Understand Organizational Challenges and Opportunities around Fairness in AIMichael A. Madaio, Luke Stark, Jennifer Wortman Vaughan, Hanna M. WallachCHI 2020 · 428 citations
  2. 'Just What do You Think You're Doing, Dave?' A Checklist for Responsible Data Use in NLPAnna Rogers, Timothy Baldwin, Kobi LeinsEMNLP Findings 2021 · 42 citations
  3. Ethics Sheets for AI TasksSaif M. MohammadACL 2022 · 38 citations
  4. What Do NLP Researchers Believe? Results of the NLP Community MetasurveyJulian Michael, Ari Holtzman, Alicia Parrish, Aaron Mueller et al.ACL 2023 · 16 citations

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