Certifying Capabilities from Finite Tests: When Is It Possible?
Changlong Wu, Jin Sima, Wojciech Szpankowski
摘要
Modern foundation models are evaluated through broad capabilities such as arithmetic, reasoning, safety, and robustness, yet it remains unclear in a principled sense when finite tests can meaningfully certify such claims. We develop a rigorous theory of capability evaluation by formalizing evaluation as inference over a task family and asking when guarantees over the full family can be inferred from a strict subset of tests. We analyze two canonical regimes. In stochastic multi-environment evaluation, we characterize when uniform certification is possible across multiple environments and show that the sample complexity is governed by a -radius of the environment family, yielding near-optimal evaluation protocols with matching lower bounds under a natural overlap condition. In contrast, for worst-case, rule-like capabilities, we establish fundamental impossibility results. Even for structured model classes such as Boolean circuits of bounded size, black-box evaluation cannot, in general, certify global properties. Together, these results provide a principled framework for understanding when finite evaluation can and cannot certify capabilities.
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