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ACL Findings2023

Discrete Prompt Optimization via Constrained Generation for Zero-shot Re-ranker

Sukmin Cho, Soyeong Jeong, Jeongyeon Seo, Jong C. Park

Abstract

Re-rankers, which order retrieved documents with respect to the relevance score on the given query, have gained attention for the information retrieval (IR) task. Rather than fine-tuning the pre-trained language model (PLM), the large-scale language model (LLM) is utilized as a zero-shot re-ranker with excellent results. While LLM is highly dependent on the prompts, the impact and the optimization of the prompts for the zero-shot re-ranker are not explored yet. Along with highlighting the impact of optimization on the zero-shot re-ranker, we propose a novel discrete prompt optimization method, Constrained Prompt generation (Co-Prompt), with the metric estimating the optimum for reranking. Co-Prompt guides the generated texts from PLM toward optimal prompts based on the metric without parameter update. The experimental results demonstrate that Co-Prompt leads to outstanding re-ranking performance against the baselines. Also, Co-Prompt generates more interpretable prompts for humans against other prompt optimization methods.

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Cited by top-tier papers12

  1. Accelerating Greedy Coordinate Gradient and General Prompt Optimization via Probe SamplingYiran Zhao, Wenyue Zheng, Tianle Cai, Do Xuan Long et al.NeurIPS 2024 · 46 citations
  2. Neural Retrievers are Biased Towards LLM-Generated ContentSunhao Dai, Yuqi Zhou, Liang Pang, Weihao Liu et al.KDD 2024 · 26 citations
  3. FIRST: Faster Improved Listwise Reranking with Single Token DecodingRevanth Gangi Reddy, JaeHyeok Doo, Yifei Xu, Md. Arafat Sultan et al.EMNLP 2024 · 14 citations
  4. AmbigNLG: Addressing Task Ambiguity in Instruction for NLGAyana Niwa, Hayate IsoEMNLP 2024 · 2 citations
  5. Efficient Multi-objective Prompt Optimization via Pure-exploration BanditsDonghao Li, Chengshuai Shi, Weijuan Ou, Cong Shen et al.ICLR 2026 · 2 citations

Builds on12

  1. Large Language Models are Zero-Shot ReasonersTakeshi Kojima, Shixiang Shane Gu, Machel Reid, Yutaka Matsuo et al.NeurIPS 2022 · 8,168 citations
  2. Multitask Prompted Training Enables Zero-Shot Task GeneralizationVictor Sanh, Albert Webson, Colin Raffel, Stephen H. Bach et al.ICLR 2022 · 1,976 citations
  3. Plug and Play Language Models: A Simple Approach to Controlled Text GenerationSumanth Dathathri, Andrea Madotto, Janice Lan, Jane Hung et al.ICLR 2020 · 1,166 citations
  4. AutoPrompt: Eliciting Knowledge from Language Models with Automatically Generated PromptsTaylor Shin, Yasaman Razeghi, Robert L. Logan IV, Eric Wallace et al.EMNLP 2020 · 1,162 citations
  5. An Explanation of In-context Learning as Implicit Bayesian InferenceSang Michael Xie, Aditi Raghunathan, Percy Liang, Tengyu MaICLR 2022 · 1,030 citations

Related papers

  1. PromptReps: Prompting Large Language Models to Generate Dense and Sparse Representations for Zero-Shot Document RetrievalShengyao Zhuang, Xueguang Ma, Bevan Koopman, Jimmy Lin et al.EMNLP 2024 · 26 citations
  2. EcoRank: Budget-Constrained Text Re-ranking Using Large Language ModelsMuhammad Shihab Rashid, Jannat Ara Meem, Yue Dong, Vagelis HristidisACL Findings 2024 · 3 citations
  3. Attention in Large Language Models Yields Efficient Zero-Shot Re-RankersShijie Chen, Bernal Jimenez Gutierrez, Yu SuICLR 2025
  4. Retrieval-Augmented Retrieval: Large Language Models are Strong Zero-Shot RetrieverTao Shen, Guodong Long, Xiubo Geng, Chongyang Tao et al.ACL Findings 2024 · 29 citations
  5. Improving Passage Retrieval with Zero-Shot Question GenerationDevendra Singh Sachan, Mike Lewis, Mandar Joshi, Armen Aghajanyan et al.EMNLP 2022 · 69 citations
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