On Stationary Point Convergence of PPO-Clip
Ruinan Jin, Shuai Li, Baoxiang Wang
Abstract
Proximal policy optimization (PPO) has gained popularity in reinforcement learning (RL). Its PPO-Clip variant is one the most frequently implemented algorithms and is one of the first-to-try algorithms in RL tasks. This variant uses a clipped surrogate objective function not typically found in other algorithms. Many works have demonstrated the practical performance of PPO-Clip, but the theoretical understanding of it is limited to specific settings. In this work, we provide a comprehensive analysis that shows the stationary point convergence of PPO-Clip and the convergence rate thereof. Our analysis is new and overcomes many challenges, including the non-smooth nature of the clip operator, the potentially unbounded score function, and the involvement of the ratio of two stochastic policies. Our results and techniques might share new insights into PPO-Clip.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext c2fd6e8d-7935-479f-be62-b8d6929286a8Cited by top-tier papers4
- Tricks or Traps? A Deep Dive into RL for LLM ReasoningZihe Liu, Jiashun Liu, Yancheng He, Weixun Wang et al.ICLR 2026 · 49 citations
- On Entropy Control in LLM-RL AlgorithmsHan ShenICLR 2026 · 43 citations
- From Off-Policy to On-Policy: Enhancing GUI Agents via Bi-level Expert-to-Policy AssimilationZezhou Wang, Ziyun Zhang, Xiaoyi Zhang, Zhuzhong Qian et al.ACL 2026 · 2 citations
- Action-Dependent Optimality-Preserving Reward ShapingGrant C. Forbes, Jianxun Wang, Leonardo Villalobos-Arias, Arnav Jhala et al.ICML 2025
Builds on6
- On the Global Convergence Rates of Softmax Policy Gradient MethodsJincheng Mei, Chenjun Xiao, Csaba Szepesvári, Dale SchuurmansICML 2020 · 349 citations
- Neural Policy Gradient Methods: Global Optimality and Rates of ConvergenceLingxiao Wang, Qi Cai, Zhuoran Yang, Zhaoran WangICLR 2020 · 270 citations
- On the Convergence and Sample Efficiency of Variance-Reduced Policy Gradient MethodJunyu Zhang, Chengzhuo Ni, Zheng Yu, Csaba Szepesvári et al.NeurIPS 2021 · 87 citations
- Stochastic Policy Gradient Methods: Improved Sample Complexity for Fisher-non-degenerate PoliciesIlyas Fatkhullin, Anas Barakat, Anastasia Kireeva, Niao HeICML 2023 · 61 citations
- Momentum-Based Policy Gradient MethodsFeihu Huang, Shangqian Gao, Jian Pei, Heng HuangICML 2020 · 47 citations
Related papers
- PPO-Clip Attains Global Optimality: Towards Deeper Understandings of ClippingNai-Chieh Huang, Ping-Chun Hsieh, Kuo-Hao Ho, I-Chen WuAAAI 2024 · 34 citations
- Off-Policy Proximal Policy OptimizationWenjia Meng, Qian Zheng, Gang Pan, Yilong YinAAAI 2023 · 27 citations
- The Sufficiency of Off-Policyness and Soft Clipping: PPO Is Still Insufficient according to an Off-Policy MeasureXing Chen, Dongcui Diao, Hechang Chen, Hengshuai Yao et al.AAAI 2023 · 28 citations
- Generalized Proximal Policy Optimization with Sample ReuseJames Queeney, Yannis Paschalidis, Christos G. CassandrasNeurIPS 2021 · 80 citations
- Revisiting Group Relative Policy Optimization: Insights into On-Policy and Off-Policy TrainingYoussef Mroueh, Nicolas Dupuis, Brian Belgodere, Apoorva Nitsure et al.ICLR 2026 · 39 citations
