The Effects of Reward Misspecification: Mapping and Mitigating Misaligned Models
Alexander Pan, Kush Bhatia, Jacob Steinhardt
Abstract
Reward hacking -- where RL agents exploit gaps in misspecified reward functions -- has been widely observed, but not yet systematically studied. To understand how reward hacking arises, we construct four RL environments with misspecified rewards. We investigate reward hacking as a function of agent capabilities: model capacity, action space resolution, observation space noise, and training time. More capable agents often exploit reward misspecifications, achieving higher proxy reward and lower true reward than less capable agents. Moreover, we find instances of phase transitions: capability thresholds at which the agent's behavior qualitatively shifts, leading to a sharp decrease in the true reward. Such phase transitions pose challenges to monitoring the safety of ML systems. To address this, we propose an anomaly detection task for aberrant policies and offer several baseline detectors.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Cited by top-tier papers87
- Scaling Laws for Reward Model OveroptimizationLeo Gao, John Schulman, Jacob HiltonICML 2023 · 963 citations
- Defining and Characterizing Reward GamingJoar Skalse, Nikolaus H. R. Howe, Dmitrii Krasheninnikov, David KruegerNeurIPS 2022 · 466 citations
- The Alignment Problem from a Deep Learning PerspectiveRichard Ngo, Lawrence Chan, Sören MindermannICLR 2024 · 296 citations
- Rewarded soups: towards Pareto-optimal alignment by interpolating weights fine-tuned on diverse rewardsAlexandre Ramé, Guillaume Couairon, Corentin Dancette, Jean-Baptiste Gaya et al.NeurIPS 2023 · 295 citations
- Reward Model Ensembles Help Mitigate OveroptimizationThomas Coste, Usman Anwar, Robert Kirk, David KruegerICLR 2024 · 208 citations
Builds on5
- CSI: Novelty Detection via Contrastive Learning on Distributionally Shifted InstancesJihoon Tack, Sangwoo Mo, Jongheon Jeong, Jinwoo ShinNeurIPS 2020 · 755 citations
- Emergent Tool Use From Multi-Agent AutocurriculaBowen Baker, Ingmar Kanitscheider, Todor M. Markov, Yi Wu et al.ICLR 2020 · 751 citations
- Consequences of Misaligned AISimon Zhuang, Dylan Hadfield-MenellNeurIPS 2020 · 120 citations
- Safe Imitation Learning via Fast Bayesian Reward Inference from PreferencesDaniel S. Brown, Russell Coleman, Ravi Srinivasan, Scott NiekumICML 2020 · 113 citations
- Policy Gradient Bayesian Robust Optimization for Imitation LearningZaynah Javed, Daniel S. Brown, Satvik Sharma, Jerry Zhu et al.ICML 2021 · 18 citations
Related papers
- Robust Optimization for Mitigating Reward Hacking with Correlated ProxiesZixuan Liu, Xiaolin Sun, Zizhan ZhengICLR 2026 · 2 citations
- Benchmarking Reward Hack Detection in Code Environments via Contrastive AnalysisDarshan Deshpande, Anand Kannappan, Rebecca QianICML 2026 · 13 citations
- Correlated Proxies: A New Definition and Improved Mitigation for Reward HackingCassidy Laidlaw, Shivam Singhal, Anca D. DraganICLR 2025
- Exploration Hacking: Can LLMs Learn to Resist RL Training?Yeonwoo Jang, Damon Falck, Joschka Cedric Braun, Nathalie Kirch et al.ICML 2026
- Reward Hacking Benchmark: Measuring Exploits in LLM Agents with Tool UseKunvar ThamanICML 2026 · 14 citations
