Lune

ICLR2023Top-tier venue

Malign Overfitting: Interpolation and Invariance are Fundamentally at Odds

Yoav Wald, Gal Yona, Uri Shalit, Yair Carmon

Abstract

Learned classifiers should often possess certain invariance properties meant to encourage fairness, robustness, or out-of-distribution generalization. However, multiple recent works empirically demonstrate that common invariance-inducing regularizers are ineffective in the over-parameterized regime, in which classifiers perfectly fit (i.e. interpolate) the training data. This suggests that the phenomenon of ``benign overfitting," in which models generalize well despite interpolating, might not favorably extend to settings in which robustness or fairness are desirable. In this work, we provide a theoretical justification for these observations. We prove that---even in the simplest of settings---any interpolating learning rule (with an arbitrarily small margin) will not satisfy these invariance properties. We then propose and analyze an algorithm that---in the same setting---successfully learns a non-interpolating classifier that is provably invariant. We validate our theoretical observations on simulated data and the Waterbirds dataset.

Ask Lune

Ask anything. The answer shows its sources.

Lune reads the papers around it, then shows you the passages behind every answer.

Questions to start from

Lune answers from

its abstract · 5 top-tier papers that cite it · related work

Get the answer

Free to start. No credit card required.

Cited by top-tier papers5

  1. Don't blame Dataset Shift! Shortcut Learning due to Gradients and Cross EntropyAahlad Manas Puli, Lily H. Zhang, Yoav Wald, Rajesh RanganathNeurIPS 2023 · 37 citations
  2. Spurious Feature Diversification Improves Out-of-distribution GeneralizationYong Lin, Lu Tan, Yifan Hao, Honam Wong et al.ICLR 2024 · 34 citations
  3. The Pitfalls of Memorization: When Memorization Hurts GeneralizationReza Bayat, Mohammad Pezeshki, Elvis Dohmatob, David Lopez-Paz et al.ICLR 2025 · 1 citation
  4. The Implicit Bias of Heterogeneity towards Invariance: A Study of Multi-Environment Matrix SensingYang Xu, Yihong Gu, Cong FangNeurIPS 2024 · 1 citation
  5. SDD: Self-Degraded Defense against Malicious Fine-tuningZixuan Chen, Weikai Lu, Xin Lin, Ziqian ZengACL 2025

Related papers

  1. Strong inductive biases provably prevent harmless interpolationMichael Aerni, Marco Milanta, Konstantin Donhauser, Fanny YangICLR 2023
  2. Interpolation can hurt robust generalization even when there is no noiseKonstantin Donhauser, Alexandru Tifrea, Michael Aerni, Reinhard Heckel et al.NeurIPS 2021 · 18 citations
  3. Harmful Overfitting in Sobolev SpacesKedar Karhadkar, Alexander Sietsema, Deanna Needell, Guido MontufarICML 2026
  4. Benign Overfitting in Multiclass Classification: All Roads Lead to InterpolationKe Wang, Vidya Muthukumar, Christos ThrampoulidisNeurIPS 2021 · 56 citations
  5. Minimum-Norm Interpolation Under Covariate ShiftNeil Mallinar, Austin Zane, Spencer Frei, Bin YuICML 2024 · 13 citations
Dusk over the sea between two cliffs drawn in fine vertical lines