Stackelberg Self-Annotation: A Robust Approach to Data-Efficient LLM Alignment
Chu Xu, Zhixin Zhang, Tianyu Jia, Yujie Jin
Abstract
Aligning large language models (LLMs) with human preferences typically demands vast amounts of meticulously curated data, which is both expensive and prone to labeling noise. We propose Stackelberg Game Preference Optimization (SGPO), a robust alignment framework that models alignment as a two-player Stackelberg game between a policy (leader) and a worst-case preference distribution (follower). The proposed SGPO guarantees -bounded regret within an -Wasserstein ball, offering formal robustness to (self-)annotation noise. We instantiate SGPO with Stackelberg Self-Annotated Preference Optimization (SSAPO), which uses minimal human-labeled"seed"preferences and iteratively self-annotates new prompts. In each iteration, SSAPO applies a distributionally robust reweighting of synthetic annotations, ensuring that noisy or biased self-labels do not derail training. Remarkably, using only 2K seed preferences -- about 1/30 of standard human labels -- SSAPO achieves strong win rates against GPT-4 across multiple benchmarks within three iterations. These results highlight that a principled Stackelberg formulation yields data-efficient alignment for LLMs, significantly reducing reliance on costly human annotations.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext 4f042405-f794-4792-9469-76bafa0fbbe0Cited by top-tier papers2
- Reward Shaping for (Inference-Time) Alignment: A Stackelberg Game PerspectiveHaichuan Wang, Tao Lin, Lingkai Kong, Ce Li et al.ICML 2026 · 3 citations
- AnomSeer: Reinforcing Multimodal LLMs to Reason for Time-Series Anomaly DetectionJunru Zhang, Lang Feng, Haoran Shi, Xu Guo et al.ICML 2026
Builds on18
- Training language models to follow instructions with human feedbackLong Ouyang, Jeffrey Wu, Xu Jiang, Diogo Almeida et al.NeurIPS 2022 · 24,707 citations
- Direct Preference Optimization: Your Language Model is Secretly a Reward ModelRafael Rafailov, Archit Sharma, Eric Mitchell, Christopher D. Manning et al.NeurIPS 2023 · 10,924 citations
- Model Alignment as Prospect Theoretic OptimizationKawin Ethayarajh, Winnie Xu, Niklas Muennighoff, Dan Jurafsky et al.ICML 2024 · 973 citations
- AlpacaFarm: A Simulation Framework for Methods that Learn from Human FeedbackYann Dubois, Chen Xuechen Li, Rohan Taori, Tianyi Zhang et al.NeurIPS 2023 · 948 citations
- RLAIF vs. RLHF: Scaling Reinforcement Learning from Human Feedback with AI FeedbackHarrison Lee, Samrat Phatale, Hassan Mansoor, Thomas Mesnard et al.ICML 2024 · 598 citations
Related papers
- Reliability-Aware LLM Alignment from Inconsistent Human FeedbackJingyi Huang, Ruohan Zong, Yujun Feng, Liran Ma et al.ICML 2026
- Self-Play Preference Optimization for Language Model AlignmentYue Wu, Zhiqing Sun, Huizhuo Yuan, Kaixuan Ji et al.ICLR 2025
- RE-PO: Robust Enhanced Policy Optimization as a General Framework for LLM AlignmentXiaoyang Cao, Zelai Xu, Mo Guang, Kaiwen Long et al.ICLR 2026 · 4 citations
- Robust LLM Alignment via Distributionally Robust Direct Preference OptimizationZaiyan Xu, Sushil Vemuri, Kishan Panaganti, Dileep Kalathil et al.NeurIPS 2025 · 18 citations
- Aligning Large Language Models via Fully Self-Synthetic DataShangjian Yin, Zhepei Wei, Xinyu Zhu, Wei-Lin Chen et al.ACL 2026 · 2 citations
