Alignment Pretraining: AI Discourse Causes Self-Fulfilling (Mis)alignment
Cameron Tice, Puria Radmard, Samuel Ratnam, Andy Kim, David Africa, Kyle O'Brien
Abstract
Pretraining corpora contain extensive discourse about AI systems, yet the causal influence of this discourse on downstream alignment remains poorly understood. If prevailing descriptions of AI behaviour are predominantly negative, LLMs may internalise corresponding behavioural priors, giving rise to self-fulfilling misalignment. This paper provides the first controlled study of this hypothesis by pretraining 6.9B-parameter LLMs with varying amounts of (mis)alignment discourse. We find that discussion of AI contributes to misalignment. Upsampling synthetic training documents about AI misalignment leads to a notable increase in misaligned behaviour. Conversely, upsampling documents about aligned behaviour reduces misalignment scores from 45% to 9%. We consider this evidence of self-fulfilling alignment. These effects are dampened, but persist through post-training. Our findings establish the study of how pretraining data shapes alignment priors, or alignment pretraining, as a complement to post-training. We recommend practitioners consider pretraining for alignment alongside capabilities. We share our models, data, and evaluations at AlignmentPretraining.ai.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext 2f157b29-ed62-4811-950b-d818c653ffb9Builds on42
- Training language models to follow instructions with human feedbackLong Ouyang, Jeffrey Wu, Xu Jiang, Diogo Almeida et al.NeurIPS 2022 · 24,707 citations
- Direct Preference Optimization: Your Language Model is Secretly a Reward ModelRafael Rafailov, Archit Sharma, Eric Mitchell, Christopher D. Manning et al.NeurIPS 2023 · 10,924 citations
- Measuring Massive Multitask Language UnderstandingDan Hendrycks, Collin Burns, Steven Basart, Andy Zou et al.ICLR 2021 · 7,905 citations
- Finetuned Language Models are Zero-Shot LearnersJason Wei, Maarten Bosma, Vincent Y. Zhao, Kelvin Guu et al.ICLR 2022 · 4,966 citations
- PIQA: Reasoning about Physical Commonsense in Natural LanguageYonatan Bisk, Rowan Zellers, Ronan Le Bras, Jianfeng Gao et al.AAAI 2020 · 2,916 citations
Related papers
- Pretraining Language Models with Human PreferencesTomasz Korbak, Kejian Shi, Angelica Chen, Rasika Vinayak Bhalerao et al.ICML 2023 · 287 citations
- FLAME : Factuality-Aware Alignment for Large Language ModelsSheng-Chieh Lin, Luyu Gao, Barlas Oguz, Wenhan Xiong et al.NeurIPS 2024 · 63 citations
- Relying on the Unreliable: The Impact of Language Models' Reluctance to Express UncertaintyKaitlyn Zhou, Jena D. Hwang, Xiang Ren, Maarten SapACL 2024
- The Personality Illusion: Revealing Dissociation Between Self-Reports & Behavior in LLMsPengrui Han, Rafal Kocielnik, Peiyang Song, Ramit Debnath et al.ICML 2026 · 33 citations
- Demystifying Synthetic Data in LLM Pre-training: A Systematic Study of Scaling Laws, Benefits, and PitfallsFeiyang Kang, Newsha Ardalani, Michael Kuchnik, Youssef Emad et al.EMNLP 2025
