Persona Features Control Emergent Misalignment
Miles Wang, Tom Dupré la Tour, Olivia Watkins, Aleksandar Makelov, Ryan A. Chi, Samuel Miserendino, Jeffrey Wang, Achyuta Rajaram, Johannes Heidecke, Tejal Patwardhan, Daniel Mossing
Abstract
Understanding how language models generalize behaviors from their training to a broader deployment distribution is an important problem in AI safety. Betley et al. (2025b) discovered that fine-tuning GPT-4o on intentionally insecure code causes "emergent misalignment," where models give stereotypically malicious responses to unrelated prompts. We extend this work, demonstrating emergent misalignment across diverse conditions, including reinforcement learning on reasoning models, fine-tuning on various synthetic datasets, and in models without safety training. To investigate the mechanisms behind this generalized misalignment, we apply a "model diffing" approach using sparse autoencoders to compare internal model representations before and after fine-tuning. This approach reveals several "misaligned persona" features in activation space, including a toxic persona feature which most strongly controls emergent misalignment and can be used to predict whether a model will exhibit such behavior. Additionally, we investigate mitigation strategies, discovering that fine-tuning an emergently misaligned model on just a few hundred benign samples efficiently restores alignment.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Cited by top-tier papers10
- Steering Out-of-Distribution Generalization with Concept Ablation Fine-TuningHelena Casademunt, Caden Juang, Adam Karvonen, Samuel Marks et al.ICML 2026 · 32 citations
- Monitoring MonitorabilityMelody Guan, Miles Wang, Micah Carroll, Zehao Dou et al.ICML 2026 · 26 citations
- Emergent Misalignment is Easy, Narrow Misalignment is HardAnna Soligo, Edward Turner, Senthooran Rajamanoharan, Neel NandaICLR 2026 · 25 citations
- In-Training Defenses Against Emergent Misalignment in Language ModelsDavid Kaczér, Magnus Jørgenvåg, Clemens Vetter, Esha Afzal et al.ICML 2026 · 13 citations
- Subliminal Effects in Your Data: A General Mechanism via Log-LinearityIshaq Aden-Ali, Noah Golowich, Allen Liu, Abhishek Shetty et al.ICML 2026 · 6 citations
Builds on19
- Training language models to follow instructions with human feedbackLong Ouyang, Jeffrey Wu, Xu Jiang, Diogo Almeida et al.NeurIPS 2022 · 24,707 citations
- Refusal in Language Models Is Mediated by a Single DirectionAndy Arditi, Oscar Obeso, Aaquib Syed, Daniel Paleka et al.NeurIPS 2024 · 1,166 citations
- Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!Xiangyu Qi, Yi Zeng, Tinghao Xie, Pin-Yu Chen et al.ICLR 2024 · 1,104 citations
- Sparse Autoencoders Find Highly Interpretable Features in Language ModelsRobert Huben, Hoagy Cunningham, Logan Riggs Smith, Aidan Ewart et al.ICLR 2024 · 1,072 citations
- Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak SupervisionCollin Burns, Pavel Izmailov, Jan Hendrik Kirchner, Bowen Baker et al.ICML 2024 · 443 citations
Related papers
- Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMsJan Betley, Daniel Chee Hian Tan, Niels Warncke, Anna Sztyber-Betley et al.ICML 2025
- Understanding Emergent Misalignment via Feature Superposition GeometryGouki Minegishi, Hiroki Furuta, Takeshi Kojima, Yusuke Iwasawa et al.ACL 2026 · 3 citations
- Keeping LLMs Aligned After Fine-tuning: The Crucial Role of Prompt TemplatesKaifeng Lyu, Haoyu Zhao, Xinran Gu, Dingli Yu et al.NeurIPS 2024 · 131 citations
- Emergent Misalignment via In-Context Learning: Narrow in-context examples can produce broadly misaligned LLMsNikita Afonin, Nikita Andriyanov, Vahagn Hovhannisyan, Nikhil Bageshpura et al.ACL 2026 · 12 citations
- Narrow Finetuning Leaves Clearly Readable Traces in Activation DifferencesJulian Minder, Clément Dumas, Stewart Slocum, Helena Casademunt et al.ICLR 2026 · 29 citations
