Lune

NeurIPS2025顶会

What One Cannot, Two Can: Two-Layer Transformers Provably Represent Induction Heads on Any-Order Markov Chains

Chanakya Ekbote, Ashok Vardhan Makkuva, Marco Bondaschi, Nived Rajaraman, Michael Gastpar, Jason D. Lee, Paul Pu Liang

2025年份
4被引次数
2顶会引用

摘要

In-context learning (ICL) is a hallmark capability of transformers, through which trained models learn to adapt to new tasks by leveraging information from the input context. Prior work has shown that ICL emerges in transformers due to the presence of special circuits called induction heads. Given the equivalence between induction heads and conditional k-grams, a recent line of work modeling sequential inputs as Markov processes has revealed the fundamental impact of model depth on its ICL capabilities: while a two-layer transformer can efficiently represent a conditional 1-gram model, its single-layer counterpart cannot solve the task unless it is exponentially large. However, for higher order Markov sources, the best known constructions require at least three layers (each with a single attention head)leaving open the question: can a two-layer single-head transformer represent any k th -order Markov process? In this paper, we precisely address this and theoretically show that a two-layer transformer with one head per layer can indeed represent any conditional k-gram. Thus, our result provides the tightest known characterization of the interplay between transformer depth and Markov order for ICL. Building on this, we further analyze the learning dynamics of our two-layer construction, focusing on a simplified variant for first-order Markov chains, illustrating how effective in-context representations emerge during training. Together, these results deepen our current understanding of transformer-based ICL and illustrate how even shallow architectures can surprisingly exhibit strong ICL capabilities on structured sequence modeling tasks. Code is available at the link.

问问这篇 Paper

智能体会读完全文。

Lune 把这篇 Paper 索引到了最后一个公式,引用它的顶会 Paper 也一样。你提问,回答直接引用原文。

可以从这些问题问起

智能体调用

Luneget_paper_fulltext

在 Lune 里问

免费开始,无需绑卡

lune papers fulltext dda6a89e-cd16-41d4-955f-d4987e6c1f0c

引用它的顶会 Paper2

问问它们各自怎么用它

它引用的顶会 Paper20

相关 Paper

黄昏的海面,两侧是细线勾勒的悬崖