Your RAG is Unfair: Exposing Fairness Vulnerabilities in Retrieval-Augmented Generation via Backdoor Attacks
Gaurav Bagwe, Saket S. Chaturvedi, Xiaolong Ma, Xiaoyong Yuan, Kuang-Ching Wang, Lan Zhang
摘要
Retrieval-augmented generation (RAG) enhances factual grounding by integrating retrieval mechanisms with generative models but introduces new attack surfaces, particularly through backdoor attacks. While prior research has largely focused on disinformation threats, fairness vulnerabilities remain underexplored. Unlike conventional backdoors that rely on direct trigger-to-target mappings, fairness-driven attacks exploit the interaction between retrieval and generation models, manipulating semantic relationships between target groups and social biases to establish a persistent and covert influence on content generation. This paper introduces BiasRAG, a systematic framework that exposes fairness vulnerabilities in RAG through a two-phase backdoor attack. During the pre-training phase, the query encoder is compromised to align the target group with the intended social bias, ensuring longterm persistence. In the post-deployment phase, adversarial documents are injected into knowledge bases to reinforce the backdoor, subtly influencing retrieved content while remaining undetectable under standard fairness evaluations. Together, BiasRAG ensures precise target alignment over sensitive attributes, stealthy execution, and resilience. Empirical evaluations demonstrate that BiasRAG achieves high attack success rates while preserving contextual relevance and utility, establishing a persistent and evolving threat to fairness in RAG. Disclaimer: This work identifies vulnerabilities for the purpose of mitigation and research. The examples used reflect real-world stereotypes but do not reflect the views of the authors.
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