ICML2026

Understanding SAM through Minimax Perspective

Ying Chen, Aoxi Li, Javad Lavaei

摘要

Sharpness-Aware Minimization (SAM) empirically boosts generalization by seeking parameters that minimize the worst-case loss in a small neighborhood, yet existing theory explains its behavior under either Polyak-Lojasiewicz (PL) condition or upper bounded perturbation radius. We revisit SAM through the bilevel minimax problem minθmaxΔρl(θ+Δ)\min_{\theta}\max_{\|\Delta\|\le\rho}l(\theta+\Delta) and derive a (θ,Δ)(\theta,\Delta) gradient flow ODE whose equilibria coincide with the problem’s optimality conditions. A Lyapunov argument-free of convexity assumptions, quantifies how the optimality gap depends on the radius ρ\rho and local curvature. Discretizing the flow yields a Multi-step SAM algorithm that recovers classical SAM as ρ0\rho\to 0. Moreover, our analysis and the resulting algorithm remain valid even for large ρ\rho, providing guidance for aggressive neighborhood exploration. Experiments on synthetic objectives and CIFAR-10 validate the predicted gains from multiple inner updates, bridging the gap between SAM’s minimax intuition and its practical implementation.