Alignment Quality Index (AQI) : Beyond Refusals: AQI as an Intrinsic Alignment Diagnostic via Latent Geometry, Cluster Divergence, and Layer wise Pooled Representations
Abhilekh Borah, Chhavi Sharma, Danush Khanna, Utkarsh Bhatt, Gurpreet Singh, Hasnat Md Abdullah, Raghav Kaushik Ravi, Vinija Jain, Jyoti Patel, Shubham Singh, Vasu Sharma, Arpita Vats
摘要
Alignment is no longer a luxury; it is a necessity. As large language models (LLMs) enter high-stakes domains like education, healthcare, governance, and law, their behavior must reliably reflect human-aligned values and safety constraints. Yet current evaluations rely heavily on behavioral proxies such as refusal rates, G-Eval scores, and toxicity classifiers, all of which have critical blind spots. Aligned models are often vulnerable to jailbreaking, stochasticity of generation and alignment faking. To address this issue, we introduce the Alignment Quality Index (AQI). This novel geometric and prompt-invariant metric empirically assesses LLM alignment by analyzing the separation of safe and unsafe activations in latent space. By combining measures such as the Davies-Bouldin score (DBS), Dunn index (DI), Xie-Beni index (XBI), and Calinski-Harabasz index (CHI) across various formulations, AQI captures clustering quality to detect hidden misalignments and jailbreak risks, even when outputs appear compliant. AQI also serves as an early warning signal for alignment faking, offering a robust, decoding-invariant tool for behavior-agnostic safety auditing. Additionally, we propose the LITMUS dataset to facilitate robust evaluation under these challenging conditions. Empirical tests on LITMUS across different models trained under DPO, GRPO, and RLHF conditions demonstrate AQI's correlation with external judges and ability to reveal vulnerabilities missed by refusal metrics. We make our implementation publicly available. ¶ 1 The Necessity of an Intrinsic Geometric Metric for LLM Alignment As LLMs permeate sensitive domains like law, healthcare, and policy-making, ensuring reliable
问问这篇 Paper
智能体会读完全文。
Lune 把这篇 Paper 索引到了每一个公式,引用它的顶会 Paper 也一样。你提问,回答直接引用原文。
引用它的顶会 Paper2
- SafeConstellations: Mitigating Over-Refusals in LLMs Through Task-Aware Representation SteeringUtsav Maskey, Sumit Yadav, Mark Dras, Usman NaseemACL 2026
- Activation Manipulation Attack: Penetrating and Harmful Jailbreak Attack Against Large Vision-Language ModelsHaojie Hao, Jiakai Wang, Aishan Liu, Yuqing Ma 等AAAI 2026
它引用的顶会 Paper10
- Language Models are Few-Shot LearnersTom B. Brown, Benjamin Mann, Nick Ryder, Melanie Subbiah 等NeurIPS 2020 · 被引用 64,255 次
- A Simple Framework for Contrastive Learning of Visual RepresentationsTing Chen, Simon Kornblith, Mohammad Norouzi, Geoffrey E. HintonICML 2020 · 被引用 24,064 次
- LoRA: Low-Rank Adaptation of Large Language ModelsEdward J. Hu, Yelong Shen, Phillip Wallis, Zeyuan Allen-Zhu 等ICLR 2022 · 被引用 18,833 次
- Measuring Massive Multitask Language UnderstandingDan Hendrycks, Collin Burns, Steven Basart, Andy Zou 等ICLR 2021 · 被引用 7,905 次
- Supervised Contrastive LearningPrannay Khosla, Piotr Teterwak, Chen Wang, Aaron Sarna 等NeurIPS 2020 · 被引用 7,049 次
相关 Paper
- EduGuardBench: A Holistic Benchmark for Evaluating the Pedagogical Fidelity and Adversarial Safety of LLMs as Simulated TeachersYilin Jiang, Mingzi Zhang, Xuanyu Yin, Sheng Jin 等AAAI 2026 · 被引用 1 次
- Probing the Safety Robustness of LLMs in Latent SpaceTianle Gu, Kexin Huang, Zongqi Wang, Yixu Wang 等ACL 2026
- LitmusValues: Will AI Tell Lies to Save Sick Children? Litmus-Testing AI Values Prioritization with AIRiskDilemmasYu Ying Chiu, Zhilin Wang, Sharan Maiya, Yejin Choi 等ICLR 2026 · 被引用 13 次
- Bleeding Pathways: Vanishing Discriminability in LLM Hidden States Fuels Jailbreak AttacksYingjie Zhang, Tong Liu, Zhe Zhao, Guozhu Meng 等NDSS 2026 · 被引用 5 次
- LLM Safety Alignment is Divergence Estimation in DisguiseRajdeep Haldar, Ziyi Wang, Guang Lin, Yue Xing 等NeurIPS 2025 · 被引用 7 次
