Emergent Misalignment via In-Context Learning: Narrow in-context examples can produce broadly misaligned LLMs
Nikita Afonin, Nikita Andriyanov, Vahagn Hovhannisyan, Nikhil Bageshpura, Kyle Liu, Kevin Zhu, Sunishchal Dev, Ashwinee Panda, Oleg Rogov, Elena Tutubalina, Alexander Panchenko, Mikhail Seleznyov
摘要
Recent work has shown that narrow finetuning can produce broadly misaligned LLMs, a phenomenon termed emergent misalignment (EM). While concerning, these findings were limited to finetuning and activation steering, leaving out in-context learning (ICL). We therefore ask: does EM emerge in ICL? We find that it does: across four model families (Gemini, Kimi-K2, Grok, and Qwen), narrow in-context examples cause models to produce misaligned responses to benign, unrelated queries. With 16 in-context examples, EM rates range from 1% to 24% depending on model and domain, appearing with as few as 2 examples. Neither larger model scale nor explicit reasoning provides reliable protection, and larger models are typically even more susceptible. Next, we formulate and test a hypothesis, which explains in-context EM as conflict between safety objectives and context-following behavior. Consistent with this, instructing models to prioritize safety reduces EM while prioritizing contextfollowing increases it. These findings establish ICL as a previously underappreciated vector for emergent misalignment that resists simple scaling-based solutions. Warning: This paper contains potentially harmful content generated by LLMs.
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