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ACL Findings2024

On the Vulnerability of Safety Alignment in Open-Access LLMs

Jingwei Yi, Rui Ye, Qisi Chen, Bin Zhu, Siheng Chen, Defu Lian, Guangzhong Sun, Xing Xie, Fangzhao Wu

摘要

Large language models (LLMs) possess immense capabilities but are susceptible to malicious exploitation. To mitigate the risk, safety alignment is employed to align LLMs with ethical standards. However, safety-aligned LLMs may remain vulnerable to carefully crafted jailbreak attacks, but these attacks often face high rejection rates and limited harmfulness. In this paper, we expose the vulnerabilities of safety alignment in open-access LLMs, which can significantly enhance the success rate and harmfulness of jailbreak attacks. Through reverse alignment, achieved by accessing model parameters, we show the feasibility of efficiently fine-tuning LLMs to undermine their inherent safeguards. We investigate two types of reverse alignment techniques: reverse supervised fine-tuning (RSFT) and reverse preference optimization (RPO). RSFT operates by supervising the fine-tuning of LLMs to reverse their inherent values. We also explore how to prepare data needed for RSFT. RPO optimizes LLMs to enhance their preference for harmful content, reversing the models' safety alignment. Our extensive experiments reveal that openaccess high-performance LLMs can be adeptly reverse-aligned to output harmful content, even in the absence of manually curated malicious datasets. Our research acts as a whistleblower for the community, emphasizing the need to pay more attention to safety of open-accessing LLMs. It also underscores the limitations of current safety alignment approaches and calls for research on robust safety alignment methods to counteract malicious fine-tuning attacks.

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引用它的顶会 Paper36

  1. Lisa: Lazy Safety Alignment for Large Language Models against Harmful Fine-tuning AttackTiansheng Huang, Sihao Hu, Fatih Ilhan, Selim F. Tekin 等NeurIPS 2024 · 113 次引用
  2. LLMs know their vulnerabilities: Uncover Safety Gaps through Natural Distribution ShiftsQibing Ren, Hao Li, Dongrui Liu, Zhanxu Xie 等ACL 2025 · 53 次引用
  3. Why LLM Safety Guardrails Collapse After Fine-tuning: A Similarity Analysis Between Alignment and Fine-tuning DatasetsLei Hsiung, Tianyu Pang, Yung-Chen Tang, Linyue Song 等ACL 2026 · 22 次引用
  4. Panacea: Mitigating Harmful Fine-tuning for Large Language Models via Post-fine-tuning PerturbationYibo Wang, Tiansheng Huang, Li Shen, Huanjin Yao 等NeurIPS 2025 · 22 次引用
  5. Shape it Up! Restoring LLM Safety during FinetuningShengyun Peng, Pin-Yu Chen, Jianfeng Chi, Seongmin Lee 等NeurIPS 2025 · 17 次引用

它引用的 Paper30

  1. Language Models are Few-Shot LearnersTom B. Brown, Benjamin Mann, Nick Ryder, Melanie Subbiah 等NeurIPS 2020 · 64,255 次引用
  2. Training language models to follow instructions with human feedbackLong Ouyang, Jeffrey Wu, Xu Jiang, Diogo Almeida 等NeurIPS 2022 · 24,707 次引用
  3. Chain-of-Thought Prompting Elicits Reasoning in Large Language ModelsJason Wei, Xuezhi Wang, Dale Schuurmans, Maarten Bosma 等NeurIPS 2022 · 22,562 次引用
  4. LoRA: Low-Rank Adaptation of Large Language ModelsEdward J. Hu, Yelong Shen, Phillip Wallis, Zeyuan Allen-Zhu 等ICLR 2022 · 18,833 次引用
  5. Direct Preference Optimization: Your Language Model is Secretly a Reward ModelRafael Rafailov, Archit Sharma, Eric Mitchell, Christopher D. Manning 等NeurIPS 2023 · 10,924 次引用

相关 Paper

  1. Attack via Overfitting: 10-shot Benign Fine-tuning to Jailbreak LLMsZhixin Xie, Xurui Song, Jun LuoNeurIPS 2025 · 11 次引用
  2. Alignment-Weighted DPO: A principled reasoning approach to improve safety alignmentMengxuan Hu, Vivek V. Datla, Anoop Kumar, Zihan Guan 等ICLR 2026 · 3 次引用
  3. The Art of (Mis)alignment: How Fine-Tuning Methods Effectively Misalign and Realign LLMs in Post-TrainingRui Zhang, Hongwei Li, Yun Shen, Xinyue Shen 等ACL Findings 2026
  4. Improving LLM Safety Alignment with Dual-Objective OptimizationXuandong Zhao, Will Cai, Tianneng Shi, David Huang 等ICML 2025
  5. QueryAttack: Jailbreaking Aligned Large Language Models Using Structured Non-natural Query LanguageQingsong Zou, Jingyu Xiao, Qing Li, Zhi Yan 等ACL Findings 2025 · 4 次引用
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