Privacy Amplification in Differentially Private Zeroth-Order Optimization with Hidden States
Eli Chien, Wei-Ning Chen, Pan Li
Abstract
Zeroth-order optimization has emerged as a promising approach for fine-tuning large language models under differential privacy (DP) and memory constraints. While privacy amplification by iteration (PABI) provides convergent DP bounds for first-order methods, establishing similar guarantees for zeroth-order methods remains an open problem. First-order PABI analysis relies on the fact that gradients are perturbed with isotropic noise, allowing privacy bounds to be iteratively tracked via shifted Rényi divergence. In contrast, DP zeroth-order methods inject scalar noise along random update directions to maintain utility. This anisotropic update fails standard shifted divergence frameworks, as the global Lipschitz property no longer holds almost surely. We provide the first convergent hidden-state DP bound for zeroth-order optimization by proposing a hybrid noise mechanism and a novel coupling analysis. We bypass the purely shifted-divergence approach by constructing a coupled auxiliary process, which circumvents the global Lipschitz barrier and yields a convergent privacy bound. Furthermore, our results induce better DP zerothorder algorithmic designs that are previously unknown to the literature.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext d0a7f136-5630-4174-be32-1f504ff04994Builds on16
- Deep Learning with Differential PrivacyMartín Abadi, Andy Chu, Ian J. Goodfellow, H. Brendan McMahan et al.CCS 2016 · 7,620 citations
- Large Language Models Can Be Strong Differentially Private LearnersXuechen Li, Florian Tramèr, Percy Liang, Tatsunori HashimotoICLR 2022 · 502 citations
- Differentially Private Fine-tuning of Language ModelsDa Yu, Saurabh Naik, Arturs Backurs, Sivakanth Gopi et al.ICLR 2022 · 494 citations
- Practical and Private (Deep) Learning Without Sampling or ShufflingPeter Kairouz, Brendan McMahan, Shuang Song, Om Thakkar et al.ICML 2021 · 239 citations
- Differential Privacy Dynamics of Langevin Diffusion and Noisy Gradient DescentRishav Chourasia, Jiayuan Ye, Reza ShokriNeurIPS 2021 · 95 citations
Related papers
- Unlocking the Power of Differentially Private Zeroth-order Optimization for Fine-tuning LLMsErgute Bao, Yangfan Jiang, Fei Wei, Xiaokui Xiao et al.USENIX Security 2025
- DPZero: Private Fine-Tuning of Language Models without BackpropagationLiang Zhang, Bingcong Li, Kiran Koshy Thekumparampil, Sewoong Oh et al.ICML 2024 · 27 citations
- Differentially Private Subspace Fine-Tuning for Large Language ModelsLele Zheng, Xiang Wang, Tao Zhang, Yang Cao et al.AAAI 2026
- Shifted Interpolation for Differential PrivacyJinho Bok, Weijie J. Su, Jason M. AltschulerICML 2024 · 12 citations
- On the Convergence of Zeroth-Order Federated Tuning for Large Language ModelsZhenqing Ling, Daoyuan Chen, Liuyi Yao, Yaliang Li et al.KDD 2024 · 17 citations
