On the Proper Treatment of Units in Surprisal Theory
Samuel Kiegeland, Vésteinn Snæbjarnarson, Tim Vieira, Ryan Cotterell
Abstract
Surprisal theory links human processing effort to the predictability of an upcoming linguistic unit, but empirical work often leaves the notion of a unit underspecified. In practice, experimental stimuli are segmented into linguistically motivated units (e.g., words), while pretrained language models assign probability mass to a fixed token alphabet that typically does not align with those units. As a result, surprisal-based predictors depend implicitly on ad hoc procedures that conflate two distinct modeling choices: the definition of the unit of analysis and the choice of regions of interest over which predictions are evaluated. In this paper, we disentangle these choices and give a unified framework for reasoning about surprisal over arbitrary unit inventories. We argue that surprisal-based analyses should make these choices explicit and treat tokenization as an implementation detail rather than a scientific primitive. https://github.com/samuki/ units-surprisal GPT-2 Tokens 22906 ␣don 836 't 470 ␣equal 4961 ␣words 2456 . 13 Chars T o k e n s ␣ d o n ' t ␣ e q u a l ␣ w o r d s .
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