Surprisal Minimisation over Goal-directed Alternatives Predicts Production Choice in Dialogue
Thomas P. Utting, Mario Giulianelli, Arabella Sinclair
Abstract
We model utterance production as probabilistic cost-sensitive choice over contextual alternatives, using information-theoretic notions of cost. We distinguish between goal-directed alternatives that realise a fixed communicative intent and goal-agnostic alternatives defined only by contextual plausibility, allowing us to derive speaker- and listener-oriented interpretations of different cost measures. We present a procedure to generate both types of alternative sets using language models. Analysing production choices in open-ended dialogue under both deterministic and probabilistic cost minimisation, we find that surprisal minimisation relative to goal-directed alternatives provides the strongest predictive account under both analyses. By contrast, uniform information density and length-based costs exhibit weaker and less consistent predictive power across conditions. More broadly, our study suggests that alternative-conditioned optimisation with LM-generated alternatives provides a principled framework for studying speaker and listener pressures in naturalistic language production.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext a43b95de-e591-4bbb-9525-4409a4ffd168Builds on5
- The Harmonic Structure of Information ContoursEleftheria Tsipidi, Samuel Kiegeland, Franz Nowak, Tianyang Xu et al.ACL 2025 · 6 citations
- What Comes Next? Evaluating Uncertainty in Neural Text Generators Against Human Production VariabilityMario Giulianelli, Joris Baan, Wilker Aziz, Raquel Fernández et al.EMNLP 2023 · 5 citations
- Information Value: Measuring Utterance Predictability as Distance from Plausible AlternativesMario Giulianelli, Sarenne Wallbridge, Raquel FernándezEMNLP 2023 · 4 citations
- Revisiting the Uniform Information Density HypothesisClara Meister, Tiago Pimentel, Patrick Haller, Lena A. Jäger et al.EMNLP 2021 · 4 citations
- Surprise! Uniform Information Density Isn't the Whole Story: Predicting Surprisal Contours in Long-form DiscourseEleftheria Tsipidi, Franz Nowak, Ryan Cotterell, Ethan Wilcox et al.EMNLP 2024 · 2 citations
Related papers
- Revisiting the Optimality of Word LengthsTiago Pimentel, Clara Meister, Ethan Wilcox, Kyle Mahowald et al.EMNLP 2023 · 5 citations
- A Cognitive Regularizer for Language ModelingJason Wei, Clara Meister, Ryan CotterellACL 2021
- GuessingGame: Measuring the Informativeness of Open-Ended Questions in Large Language ModelsDylan Hutson, Daniel Vennemeyer, Aneesh Deshmukh, Justin Zhan et al.EMNLP 2025
- Expect the Unexpected? Testing the Surprisal of Salient EntitiesJessica Lin, Amir ZeldesACL 2026 · 2 citations
- Collaborative Rational Speech Act: Pragmatic Reasoning for Multi-Turn DialogLautaro Estienne, Gabriel Ben Zenou, Nona Naderi, Jackie CK Cheung et al.EMNLP 2025
