Understanding SAM through Minimax Perspective
Ying Chen, Aoxi Li, Javad Lavaei
Abstract
Sharpness-Aware Minimization (SAM) empirically boosts generalization by seeking parameters that minimize the worst-case loss in a small neighborhood, yet existing theory explains its behavior under either Polyak-Lojasiewicz (PL) condition or upper bounded perturbation radius. We revisit SAM through the bilevel minimax problem and derive a gradient flow ODE whose equilibria coincide with the problem’s optimality conditions. A Lyapunov argument-free of convexity assumptions, quantifies how the optimality gap depends on the radius and local curvature. Discretizing the flow yields a Multi-step SAM algorithm that recovers classical SAM as . Moreover, our analysis and the resulting algorithm remain valid even for large , providing guidance for aggressive neighborhood exploration. Experiments on synthetic objectives and CIFAR-10 validate the predicted gains from multiple inner updates, bridging the gap between SAM’s minimax intuition and its practical implementation.
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