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Swan: Hybrid MVCC Management for Efficient Transaction Processing in LSM-Tree-Based Key-Value Stores

Yang Guo, Jin Xue, Zili Shao

2026Year

Abstract

Distributed NewSQL databases build SQL query engines on top of LSM-tree-based key-value stores to achieve fast and scalable online transaction processing. This requires efficient transaction support in the underlying storage engine, typically implemented using multi-version concurrency control (MVCC). However, existing in-memory MVCC schemes struggle with large write transactions due to high memory consumption and commit overhead, which can degrade insertion performance or even cause system crashes. Out-of-memory MVCC schemes alleviate these issues but suffer from expensive visibility checks under high concurrency, leading to performance degradation. In this paper, we propose a hybrid MVCC scheme that combines the fast visibility checks of in-memory MVCC with the low commit latency and memory usage of out-of-memory MVCC, enabling efficient transaction management. To integrate this design with LSM-tree-based key-value stores, we introduce several memory management techniques, including a transaction-aware data separation strategy, a stash region for uncommitted data, and a concurrent memtable flushing mechanism. We implement a prototype key-value store and extend YCSB to evaluate our design under various workloads. Experimental results demonstrate that our hybrid MVCC scheme combines the strengths of both approaches and delivers improved performance.

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