Unintended Harms of Value-Aligned LLMs: Psychological and Empirical Insights
Sooyung Choi, Jaehyeok Lee, Xiaoyuan Yi, Jing Yao, Xing Xie, JinYeong Bak
Abstract
The application scope of Large Language Models (LLMs) continues to expand, leading to increasing interest in personalized LLMs that align with human values. However, aligning these models with individual values raises significant safety concerns, as certain values may correlate with harmful information. In this paper, we identify specific safety risks associated with value-aligned LLMs and investigate the psychological principles behind these challenges. Our findings reveal two key insights. (1) Value-aligned LLMs are more prone to harmful behavior compared to non-fine-tuned models and exhibit slightly higher risks in traditional safety evaluations than other fine-tuned models. (2) These safety issues arise because value-aligned LLMs genuinely generate text according to the aligned values, which can amplify harmful outcomes. Using a dataset with detailed safety categories, we find significant correlations between value alignment and safety risks, supported by psychological hypotheses. This study offers insights into the "black box" of value alignment and proposes in-context alignment methods to enhance the safety of value-aligned LLMs. 1 Warning: This paper contains contents that may be offensive or upsetting.
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Cited by top-tier papers3
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- Dual Mechanisms of Value Expression: Intrinsic vs. Prompted Values in Large Language ModelsJongwook Han, Jongwon Lim, Injin Kong, Yohan JoICML 2026
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- A Pre-Training Based Personalized Dialogue Generation Model with Persona-Sparse DataYinhe Zheng, Rongsheng Zhang, Minlie Huang, Xiaoxi MaoAAAI 2020 · 173 citations
- How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMsYi Zeng, Hongpeng Lin, Jingwen Zhang, Diyi Yang et al.ACL 2024 · 64 citations
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