Proxy Convexity: A Unified Framework for the Analysis of Neural Networks Trained by Gradient Descent
Spencer Frei, Quanquan Gu
Abstract
Although the optimization objectives for learning neural networks are highly non-convex, gradient-based methods have been wildly successful at learning neural networks in practice. This juxtaposition has led to a number of recent studies on provable guarantees for neural networks trained by gradient descent. Unfortunately, the techniques in these works are often highly specific to the particular setup in each problem, making it difficult to generalize across different settings. To address this drawback in the literature, we propose a unified non-convex optimization framework for the analysis of neural network training. We introduce the notions of proxy convexity and proxy Polyak-Lojasiewicz (PL) inequalities, which are satisfied if the original objective function induces a proxy objective function that is implicitly minimized when using gradient methods. We show that gradient descent on objectives satisfying proxy convexity or the proxy PL inequality leads to efficient guarantees for proxy objective functions. We further show that many existing guarantees for neural networks trained by gradient descent can be unified through proxy convexity and proxy PL inequalities.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Cited by top-tier papers11
- BOME! Bilevel Optimization Made Easy: A Simple First-Order ApproachBo Liu, Mao Ye, Stephen Wright, Peter Stone et al.NeurIPS 2022 · 170 citations
- On Penalty Methods for Nonconvex Bilevel Optimization and First-Order Stochastic ApproximationJeongyeol Kwon, Dohyun Kwon, Stephen Wright, Robert D. NowakICLR 2024 · 61 citations
- Benign Overfitting in Two-layer ReLU Convolutional Neural NetworksYiwen Kou, Zixiang Chen, Yuanzhou Chen, Quanquan GuICML 2023 · 32 citations
- On feature learning in neural networks with global convergence guaranteesZhengdao Chen, Eric Vanden-Eijnden, Joan BrunaICLR 2022 · 15 citations
- Provable Guarantees for Neural Networks via Gradient Feature LearningZhenmei Shi, Junyi Wei, Yingyu LiangNeurIPS 2023 · 15 citations
Builds on5
- Polylogarithmic width suffices for gradient descent to achieve arbitrarily small test error with shallow ReLU networksZiwei Ji, Matus TelgarskyICLR 2020 · 193 citations
- Generalization Error Bounds of Gradient Descent for Learning Over-Parameterized Deep ReLU NetworksYuan Cao, Quanquan GuAAAI 2020 · 168 citations
- A Generalized Neural Tangent Kernel Analysis for Two-layer Neural NetworksZixiang Chen, Yuan Cao, Quanquan Gu, Tong ZhangNeurIPS 2020 · 82 citations
- Agnostic Learning of a Single Neuron with Gradient DescentSpencer Frei, Yuan Cao, Quanquan GuNeurIPS 2020 · 68 citations
- Provable Generalization of SGD-trained Neural Networks of Any Width in the Presence of Adversarial Label NoiseSpencer Frei, Yuan Cao, Quanquan GuICML 2021 · 22 citations
Related papers
- Convergence Rates of Non-Convex Stochastic Gradient Descent Under a Generic Lojasiewicz Condition and Local SmoothnessKevin Scaman, Cédric Malherbe, Ludovic Dos SantosICML 2022 · 24 citations
- Loss Landscape Characterization of Neural Networks without Over-ParametrizationRustem Islamov, Niccolò Ajroldi, Antonio Orvieto, Aurélien LucchiNeurIPS 2024 · 14 citations
- Sharpness-Aware Minimization: General Analysis and Improved RatesDimitris Oikonomou, Nicolas LoizouICLR 2025
- Subquadratic Overparameterization for Shallow Neural NetworksChaehwan Song, Ali Ramezani-Kebrya, Thomas Pethick, Armin Eftekhari et al.NeurIPS 2021 · 35 citations
- Sharp Generalization for Nonparametric Regression by Over-Parameterized Neural Networks: A Distribution-Free Analysis in Spherical CovariateYingzhen YangICML 2025
