ACL2026
Diagnosing LLMs via Information Spectrum Analysis: Tail Behavior and the Effects of Side Information
Yuuki Tachioka
摘要
Large language models (LLMs) exhibit nonstationary generation: their output distributions shift with prompts, retrieved documents, and decoding conditions. Under such variability, average likelihood metrics can obscure heterogeneous behaviors across samples, especially in high-surprisal tails where failures often occur. We propose an informationspectrum-based diagnostic framework that treats LLMs as general sources without assuming stationarity, ergodicity, or the asymptotic equipartition property. We define sequencelevel self-information density (coding rate; mean surprisal) and construct an empirical information spectrum from finite samples, enabling operational estimates of spectrum quantiles and width. We further introduce an information gain spectrum, a teacher-forced likelihood-based measure that evaluates the same generated sequence with and without side information. Across multiple Japanese LLMs and QA settings, we observe that correctness differences are often more visible in the high-surprisal tail than in the mean coding rate, and that side information can reshape tail behavior in heterogeneous ways across sequences. We also observe that instruction tuning changes the spectrum structure, making tail statistics and spectrum width more predictive of correctness than the mean coding rate. Overall, our analysis illustrates how spectrumbased diagnostics complement average-based metrics for understanding conditional generation.