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ACL Findings2024

The Good and The Bad: Exploring Privacy Issues in Retrieval-Augmented Generation (RAG)

Shenglai Zeng, Jiankun Zhang, Pengfei He, Yiding Liu, Yue Xing, Han Xu, Jie Ren, Yi Chang, Shuaiqiang Wang, Dawei Yin, Jiliang Tang

摘要

Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. In this work, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risk brought by RAG on the retrieval data, we further reveal that RAG can mitigate the leakage of the LLMs' training data. Overall, we provide new insights in this paper for privacy protection of retrievalaugmented LLMs, which benefit both LLMs and RAG systems builders. Our code is available at https://github.com/phycholosogy/RAG- privacy.

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引用它的顶会 Paper29

  1. Mask-based Membership Inference Attacks for Retrieval-Augmented GenerationMingrui Liu, Sixiao Zhang, Cheng LongWWW 2025 · 28 次引用
  2. REIS: A High-Performance and Energy-Efficient Retrieval System with In-Storage ProcessingKangqi Chen, Rakesh Nadig, Manos Frouzakis, Nika Mansouri-Ghiasi 等ISCA 2025 · 14 次引用
  3. LLaVA Needs More Knowledge: Retrieval Augmented Natural Language Generation with Knowledge Graph for Explaining Thoracic PathologiesAmeer Hamza, Abdullah, Yong Hyun Ahn, Sungyoung Lee 等AAAI 2025 · 14 次引用
  4. Silent Leaks: Implicit Knowledge Extraction Attack on RAG SystemsYuhao Wang, Wenjie Qu, Shengfang Zhai, Yanze Jiang 等ICLR 2026 · 13 次引用
  5. Privacy-Aware Decoding: Mitigating Privacy Leakage of Large Language Models in Retrieval-Augmented GenerationHaoran Wang, Xiongxiao Xu, Baixiang Huang, Kai ShuKDD 2026 · 13 次引用

它引用的 Paper18

  1. Retrieval-Augmented Generation for Knowledge-Intensive NLP TasksPatrick Lewis, Ethan Perez, Aleksandra Piktus, Fabio Petroni 等NeurIPS 2020 · 19,162 次引用
  2. Extracting Training Data from Large Language ModelsNicholas Carlini, Florian Tramèr, Eric Wallace, Matthew Jagielski 等USENIX Security 2021 · 2,866 次引用
  3. Improving Language Models by Retrieving from Trillions of TokensSebastian Borgeaud, Arthur Mensch, Jordan Hoffmann, Trevor Cai 等ICML 2022 · 1,629 次引用
  4. Generalization through Memorization: Nearest Neighbor Language ModelsUrvashi Khandelwal, Omer Levy, Dan Jurafsky, Luke Zettlemoyer 等ICLR 2020 · 1,038 次引用
  5. An Explanation of In-context Learning as Implicit Bayesian InferenceSang Michael Xie, Aditi Raghunathan, Percy Liang, Tengyu MaICLR 2022 · 1,030 次引用

相关 Paper

  1. Exposing Privacy Risks in Graph Retrieval-Augmented GenerationJiale Liu, Jiahao Zhang, Suhang WangACL Findings 2026 · 1 次引用
  2. Differentially Private Synthetic Text Generation for Retrieval-Augmented Generation (RAG)Junki Mori, Kazuya Kakizaki, Taiki Miyagawa, Jun SakumaACL Findings 2026 · 1 次引用
  3. Beyond Text: Unveiling Privacy Vulnerabilities in Multi-modal Retrieval-Augmented GenerationJiankun Zhang, Shenglai Zeng, Jie Ren, Tianqi Zheng 等EMNLP 2025
  4. Fine-Grained Privacy Extraction from Retrieval-Augmented Generation Systems by Exploiting Knowledge AsymmetryYufei Chen, Yao Wang, Haibin Zhang, Tao GuICLR 2026 · 2 次引用
  5. Safeguarding Privacy of Retrieval Data against Membership Inference Attacks: Is This Query Too Close to Home?Yujin Choi, Youngjoo Park, Junyoung Byun, Jaewook Lee 等EMNLP Findings 2025 · 1 次引用
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