Displacement-Resistant Extensions of DPO with Nonconvex -Divergences
Idan Pipano, Shoham Sabach, Kavosh Asadi, Mohammad Ghavamzadeh
Abstract
DPO and related algorithms align language models by directly optimizing the RLHF objective: find a policy that maximizes the Bradley-Terry reward while staying close to a reference policy through a KL divergence penalty. Previous work showed that this approach could be further generalized: the original problem remains tractable even if the KL divergence is replaced by a family of -divergence with a convex generating function . Our first contribution is to show that convexity of is not essential. Instead, we identify a more general condition, referred to as DPO-inducing, that precisely characterizes when the RLHF problem remains tractable. Our next contribution is to establish a second condition on that is necessary to prevent probability displacement, a known empirical phenomenon in which the probabilities of the winner and the loser responses approach zero. We refer to any that satisfies this condition as displacement-resistant. We finally focus on a specific DPO-inducing and displacement-resistant , leading to our novel SquaredPO loss. Compared to DPO, this new loss offers stronger theoretical guarantees while performing competitively in practice.
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext f44d271e-bd2f-451e-b4f0-6c2866eba3f4Builds on10
- LoRA: Low-Rank Adaptation of Large Language ModelsEdward J. Hu, Yelong Shen, Phillip Wallis, Zeyuan Allen-Zhu et al.ICLR 2022 · 18,833 citations
- Direct Preference Optimization: Your Language Model is Secretly a Reward ModelRafael Rafailov, Archit Sharma, Eric Mitchell, Christopher D. Manning et al.NeurIPS 2023 · 10,924 citations
- SimPO: Simple Preference Optimization with a Reference-Free RewardYu Meng, Mengzhou Xia, Danqi ChenNeurIPS 2024 · 1,203 citations
- Iterative Reasoning Preference OptimizationRichard Yuanzhe Pang, Weizhe Yuan, He He, Kyunghyun Cho et al.NeurIPS 2024 · 287 citations
- ULTRAFEEDBACK: Boosting Language Models with Scaled AI FeedbackGanqu Cui, Lifan Yuan, Ning Ding, Guanming Yao et al.ICML 2024 · 286 citations
Related papers
- Beyond Reverse KL: Generalizing Direct Preference Optimization with Diverse Divergence ConstraintsChaoqi Wang, Yibo Jiang, Chenghao Yang, Han Liu et al.ICLR 2024 · 173 citations
- Reward Alignment Optimization: A Direct Point-wise Alignment ApproachZelin Li, Jia Leng, Dawei Song, Yangen HuACL 2026
- Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-constraintWei Xiong, Hanze Dong, Chenlu Ye, Ziqi Wang et al.ICML 2024 · 346 citations
- Autoregressive Direct Preference OptimizationMasanari Oi, Mahiro Ukai, Masahiro Kaneko, Naoaki Okazaki et al.ICML 2026 · 1 citation
- Coverage Improvement and Fast Convergence of On-policy Preference LearningJuno Kim, Jihun Yun, Jason Lee, Kwang-Sung JunICML 2026 · 5 citations
