Provable Guarantees for Nonlinear Feature Learning in Three-Layer Neural Networks
Eshaan Nichani, Alex Damian, Jason D. Lee
Abstract
One of the central questions in the theory of deep learning is to understand how neural networks learn hierarchical features. The ability of deep networks to extract salient features is crucial to both their outstanding generalization ability and the modern deep learning paradigm of pretraining and finetuneing. However, this feature learning process remains poorly understood from a theoretical perspective, with existing analyses largely restricted to two-layer networks. In this work we show that three-layer neural networks have provably richer feature learning capabilities than two-layer networks. We analyze the features learned by a three-layer network trained with layer-wise gradient descent, and present a general purpose theorem which upper bounds the sample complexity and width needed to achieve low test error when the target has specific hierarchical structure. We instantiate our framework in specific statistical learning settings -single-index models and functions of quadratic features -and show that in the latter setting three-layer networks obtain a sample complexity improvement over all existing guarantees for two-layer networks. Crucially, this sample complexity improvement relies on the ability of three-layer networks to efficiently learn nonlinear features. We then establish a concrete optimization-based depth separation by constructing a function which is efficiently learnable via gradient descent on a three-layer network, yet cannot be learned efficiently by a two-layer network. Our work makes progress towards understanding the provable benefit of three-layer neural networks over two-layer networks in the feature learning regime. Revision (April 2, 2025): In this most recent revision, we have strengthened the sample complexity guarantee in Theorem 1 from n ≳ ∥Kf * ∥ -2 L 2 to ∥K∥ op ∥Kf * ∥ -2 L 2 , and the width dependence from m 2 ≳ ∥Kf * ∥ -2 L 2 to ∥Kf * ∥ -1 L 2 (see Section 2.2 for formal definitions). This improves the sample complexity of learning single-index models in Section 4.1 to Θ(d), and under the assumption that the activation σ 2 has no constant or linear terms, improves the sample complexity of learning quadratic features in Section 4.2 to Θ(d 2 ).
Ask about this paper
Your agent reads all of it.
Lune indexed this paper to the last equation, along with the top-tier papers that cite it. Ask a question and the answer quotes them.
Your agent calls
Luneget_paper_fulltext
Free to start. No credit card required.
Terminal
Install the CLIlune papers fulltext 0cef2e05-8f93-4cc1-bdc3-25b53018b18dCited by top-tier papers16
- A Theory of Non-Linear Feature Learning with One Gradient Step in Two-Layer Neural NetworksBehrad Moniri, Donghwan Lee, Hamed Hassani, Edgar DobribanICML 2024 · 38 citations
- Provable Multi-Task Representation Learning by Two-Layer ReLU Neural NetworksLiam Collins, Hamed Hassani, Mahdi Soltanolkotabi, Aryan Mokhtari et al.ICML 2024 · 15 citations
- Provably Transformers Harness Multi-Concept Word Semantics for Efficient In-Context LearningDake Bu, Wei Huang, Andi Han, Atsushi Nitanda et al.NeurIPS 2024 · 11 citations
- Learning Hierarchical Polynomials with Three-Layer Neural NetworksZihao Wang, Eshaan Nichani, Jason D. LeeICLR 2024 · 7 citations
- Nonparametric Classification on Low Dimensional Manifolds using Overparameterized Convolutional Residual NetworksZixuan Zhang, Kaiqi Zhang, Minshuo Chen, Yuma Takeda et al.NeurIPS 2024 · 6 citations
Builds on14
- Finite Versus Infinite Neural Networks: an Empirical StudyJaehoon Lee, Samuel S. Schoenholz, Jeffrey Pennington, Ben Adlam et al.NeurIPS 2020 · 245 citations
- Tensor Programs IV: Feature Learning in Infinite-Width Neural NetworksGreg Yang, Edward J. HuICML 2021 · 242 citations
- Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational LimitBoaz Barak, Benjamin L. Edelman, Surbhi Goel, Sham M. Kakade et al.NeurIPS 2022 · 220 citations
- When Do Neural Networks Outperform Kernel Methods?Behrooz Ghorbani, Song Mei, Theodor Misiakiewicz, Andrea MontanariNeurIPS 2020 · 217 citations
- High-dimensional Asymptotics of Feature Learning: How One Gradient Step Improves the RepresentationJimmy Ba, Murat A. Erdogdu, Taiji Suzuki, Zhichao Wang et al.NeurIPS 2022 · 173 citations
Related papers
- Learning Hierarchical Polynomials of Multiple Nonlinear FeaturesHengyu Fu, Zihao Wang, Eshaan Nichani, Jason D. LeeICLR 2025
- Depth Separation with Multilayer Mean-Field NetworksYunwei Ren, Mo Zhou, Rong GeICLR 2023
- Neural Networks Learn Generic Multi-Index Models Near Information-Theoretic LimitBohan Zhang, Zihao Wang, Hengyu Fu, Jason D. LeeICLR 2026 · 3 citations
- The Computational Advantage of Depth in Learning High-Dimensional Hierarchical TargetsYatin Dandi, Luca Pesce, Lenka Zdeborová, Florent KrzakalaNeurIPS 2025 · 3 citations
- Towards Understanding Hierarchical Learning: Benefits of Neural RepresentationsMinshuo Chen, Yu Bai, Jason D. Lee, Tuo Zhao et al.NeurIPS 2020 · 61 citations
